Registered Representative

A person licensed by the SEC and the NYSE to act as an account executive for clients of brokerages.

注册代理人

证券交易委员会或纽约证券交易所授权为经纪公司的客户提供服务的业务经纪人。

Series 6

The General Securities Registered Representative examination. It is a six-hour multiple-choice test that must be passed by brokers.

Series 6

证券经纪人考试。经纪人必须通过的6小时选择题考试。

Series 3

The Uniform Securities Agent State Law examination. A three-hour multiple-choice test required by most states to be taken by brokers.

Series 3

经纪人州政府法规考试。大多数州要求经纪人通过的3小时选择题考试。